PRIVACY POLICY & DISCLAIMER


DouglasBagwell Corp. (the “Bagwell Group", “DB”, DB Corporate”, "Douglas Bagwell" or "DB Partners") maintains this site with the understanding that it is not engaging in the rendering of legal or investment advice nor investment services. This is not an offer to buy or sell securities. Service is offered only to those that reside in the jurisdiction of the state or states in which Douglas Bagwell or affiliated subsidiary is registered or licensed to render investment advice and/or other financial services.

Information or opinions posted on this site are presented solely for informative purposes and are not intended to be nor should they be construed as investment advice. Douglas Bagwell makes no guarantee as to the accuracy, thoroughness or quality of the information, for either contents or links, and is not responsible for errors or omissions. The companies mentioned herein may carry a high investment risk; readers should carefully review any information with a registered investment adviser. The information contained in this site is believed to be reliable but no guarantee or representation is made as to its completeness or accuracy, and such information is subject to change without notice. The information contained on this or any linked sites is not to be considered an endorsement by Douglas Bagwell of any company or their securities. Douglas Bagwell staff members, Officers or Directors of Douglas Bagwell may hold positions in the companies mentioned herein from time to time, and reserve the right to buy or sell such securities without notice, subject to applicable securities legislation. This site is provided on the express condition, to which all making use thereof assent, that no liability shall be incurred by Douglas Bagwell or any of its Officers, Directors, staff members or affiliates.

PRIVACY POLICY

Douglas Bagwell appreciates the privacy concerns and expectations of our customers. We are committed to maintaining a high level of privacy and confidentiality when it comes to your personal information and we use that information only where permitted by law.

We provide this privacy notice to you so that you may understand our policy with regard to the collection and disclosure of non-public personal information (“Information”) pertaining to you.

Collection of Information
We collect non-public personal information about you from the following sources:
Information we receive from you on applications or other forms; and Information about your transactions with us. 

DISCLOSURE OF INFORMATION

We do not disclose any Information about our customers or former customers to third parties except to the extent necessary to service your account, as permitted by law. 

ACCESS TO INFORMATION

We restrict access to your Information except to the extent necessary to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal regulations to guard your Information.

Our privacy policy applies only to those individual investors who have a direct customer relationship with us. If you are an individual of record of one of the Douglas Bagwell Advisers or Companies, we consider you to be a customer of that Adviser or Company and our privacy policies apply to you. If you own fund shares or receive investment services through a relationship with a third-party broker, bank, investment adviser or other financial service provider, and that third party is the owner of record on the Douglas Bagwell books, that third-party’s privacy policies may apply to you.

Disclaimer

DouglasBagwell Corp. (“DB Corporate”, "DB”, "DB Partners", "Bagwell Group", & "Douglas Bagwell"), is a holding company in financial services, private equity, pulmonary science & technology and other leading industries. 

Neither DB nor any of its affiliates provide legal, tax or accounting advice*. You should consult your legal and/or tax advisors before making any financial decisions.

Investing in securities involves risks, and there is always the potential of losing money when you invest in securities. Asset allocation, diversification and rebalancing do not ensure a profit or protect against loss in declining markets.

DB makes available products and services offered by; Douglas Bagwell & Co., LLC, ("DB Advisors", "DBDirect" & "DBFolios"), a registered investment adviser, States of Missouri and Nebraska, a wholly owned subsidiary of DouglasBagwell Corp., and other subsidiaries of DouglasBagwell Corp. 

Douglas Bagwell Capital, LLC, ("DB Capital") a wholly owned subsidiary of DouglasBagwell Corp., may make available investment products sponsored, managed, distributed or provided by companies or entities that are affiliated with DouglasBagwell Corp. or in which DouglasBagwell Corp. has a substantial economic interest.

*Tax and accounting services may be provided by Douglas Bagwell Accounting, LLC, ("DB Accountants") a wholly owned subsidiary of DouglasBagwell Corp.